QMS & Compliance · Off-Site

One process.
One standard. Two-day independent read.

Got a single process — Internal Audit, CAPA, Design Control, Supplier Qualification, Calibration, whatever — that needs an independent read against the standard it should comply with? Send the work instructions and the data the process generates. Pick the standard. You get a written gap report with action items within two business days of receipt.

2 business day turnaround
ISO 9001 / 13485 Lead Auditor
Fixed price · no day-rate
Process docs + data — not just docs
Single Tier
$750
Fixed fee · 2 business day turnaround · 50% deposit, 50% on delivery
★ Process Data Reviewed Too
Records the process generates — not just the WIs
We don't just read the procedure. We look at the records the process is supposed to produce and confirm the procedure is being followed in practice.
  • Pick the standard and the process
  • Send WIs + 90 days of process records
  • Get a gap report with action items
  • Findings tagged Major / Minor / OFI
  • 30-minute review call to walk findings
Book a Scoping Call → Whole QMS, not one process? → QMS Document Review
Why This Exists

Some quality problems live in one process. You don't need a full QMS audit to find them.

You know the CAPA system is slow. You know the Internal Audit program hasn't issued findings in two years. You know the Design Control package gets reviewed at the gate and signed off without anyone really checking. You don't need a full QMS audit to confirm that. You need a senior independent engineer to read the one process you're worried about — and the data that process is actually generating — and tell you specifically what's broken and what to do about it.

That's this service. One process. One standard. Two business days. Same engineer who runs every QESaaS engagement reads the work instructions, sample-reviews the records the process is supposed to be producing, and writes you a gap report you can take straight to the process owner.

Use it when a process is failing internal audits. Use it when a customer audit flagged something and you need an independent read before the corrective action commits. Use it when you suspect a process is theatre — documented and signed, but not actually doing the work the standard requires.

Who It's For

Built for process owners who need a specific independent read

If you can name the process and you have a standard to measure it against — this is the service.

🔍

Internal Audit Programs

Internal Audit hasn't issued a Major in years. You want an independent read on whether the program is actually finding things or rubber-stamping.

🛠️

CAPA System Reviews

Customer complained the CAPAs aren't closing on time. Or the regulator did. Need an independent read on the program before you respond.

🏭

Supplier Quality

Supplier qualification process inherited from a prior quality manager. Want to know if it actually qualifies suppliers, or just files paperwork.

📐

Design Control

Design Control process for medical or aerospace. Need a 21 CFR 820.30 / DO-254 read on whether the gates are actually controlling design.

What Makes This Different

We read the process and the records — not just the procedure.

A document review tells you what the procedure says. A process audit tells you whether the procedure is being followed. The difference matters.

📄 What a doc review catches

Missing clauses. Conflicting language between Quality Manual and WIs. Outdated revision references. Standards-traceability gaps. All real findings, but all paper findings.

🎯 What a process audit catches (additionally)

Records the procedure says should exist but don't. Steps the WI says should be signed off but aren't. Cycle times that drift past the procedure's stated limits. Process theatre — where the docs are clean but the process isn't actually being run.

The Process

From engagement to gap report in 48 hours.

You name the process. Send the docs and the records. I read both. You get back a written gap report on day two.

You send

Six things at engagement

  1. The standard (ISO 9001, 13485, 14001, 45001, or 21 CFR 820 — others on quote)
  2. The named process (CAPA, Internal Audit, Design Control, Supplier Qualification, Calibration, etc.)
  3. Work Instructions for that process (current rev)
  4. Process records — last 90 days is fine; more is welcome
  5. Signed mutual NDA (one-page template provided, or send yours)
  6. Engagement letter on QESaaS LLC paper + 50% deposit
You get back (within 2 business days)

A written gap report covering

  • Process flow vs standard — the standard's stated requirements mapped to the process's documented steps. Gaps named.
  • Findings — severity-ranked — each finding tagged Major / Minor / OFI per ISO 17021 audit conventions.
  • Records review — are the records the process is supposed to generate actually being generated? Sample size + sample dates documented.
  • Practice-vs-procedure delta — where the records show the process isn't running the way the WI says it should, the delta is named with specific record references.
  • Action items — prioritized by risk and effort to close.
  • 30-minute review call — walk the findings, decide what to act on first.
Standards Supported

The five standards covered by the listed price

QESaaS is a credentialed lead auditor against the standards below. Other standards (AS9100, IATF 16949, ISO 17025, 21 CFR 211) are available on quote.

ISO 9001:2015
General Quality Management System
ISO 13485:2016
Medical Device QMS
ISO 14001:2015
Environmental Management System
ISO 45001:2018
Occupational Health & Safety
21 CFR 820
FDA Quality System Regulation

Other standards (AS9100, IATF 16949, ISO 17025, 21 CFR 211) supported on custom quote — same engineer, same review approach, longer turnaround based on scope. Email and ask.

How a 2-Day Turnaround Actually Works

Four-step engineer-led review

The 2-business-day turnaround works because the scope is bounded — one process, one standard, fixed deliverable shape. Day one is process-flow mapping and records sampling. Day two is gap-write-up and report finalization.

STEP 01

Receive & Map

Documents land. Process flow mapped against the standard's stated requirements. Sample plan drawn for the records review.

STEP 02

Records Sample

Sampled records reviewed for completeness, timing, sign-offs. Practice-vs-procedure delta documented per finding.

STEP 03

Findings & Severity

Each finding tagged Major / Minor / OFI per ISO 17021 conventions. Action items prioritized.

STEP 04

Write & Sign

Gap report drafted, reviewed, signed by the engineer who did the work. No anonymous "an auditor" — same name on the byline as on the LinkedIn profile.

Engineer sign-off is non-negotiable. The methodology is published — clients can read what they're paying for before invoicing.

Honest Scope

What this audit does NOT include

Knowing the limits is what makes the price quotable and the deliverable clean.

Out of scope

If any of the items below are what you actually need, this is not the right service. We'll tell you so on the scoping call before invoicing.

  • Multi-process or full-QMS reviews. If you want the whole quality system reviewed, that's the QMS Document Review service — same shape, broader scope, two tiers ($750 / $2,000).
  • On-site process observation. This is a document + records review, off-site. If you need the engineer watching the operator run the process, that's ISO Audit Prep — on-site, multi-day, day-rate.
  • Process redesign. The gap report tells you what's missing. Drafting a new process is a separate engagement, quoted after the audit.
  • Acting as the internal auditor of record. A QESaaS audit is independent third-party review — not a substitute for your internal audit program filing in your QMS.
  • Standards outside the listed five. AS9100, IATF 16949, ISO 17025, 21 CFR 211 — same shape, different quote.
  • Anything we couldn't observe in the documents or records. If the records don't exist, we say so. We don't reconstruct the process from interviews or guesses.
Common Questions

Before you book a call

The questions that come up most often.

How is this different from the QMS Document Review?

QMS Document Review reads the documents top-down — Quality Manual, Procedures, Work Instructions — against the standard. Process Audit reads one specific process bottom-up — WI + the records the process is supposed to generate — against the standard's requirements for that process. QMS Document Review tells you what your QMS says. Process Audit tells you whether one specific process is actually running the way the QMS says it should.

What "process" can you audit?

Any documented process with a Work Instruction and records the process is supposed to generate. Common examples: CAPA, Internal Audit, Management Review, Document Control, Change Control, Training, Supplier Qualification, Supplier Performance Review, Design Control (820.30, DO-254), Production Control, Calibration, Maintenance, Customer Complaint Handling. If you can name the process and point at the WI, we can audit it.

What "two business days" means in practice

If we sign the engagement letter and you upload the documents and records on Monday before noon ET, you get the gap report by close of business Wednesday. If you upload Friday afternoon, you get it Tuesday. The clock starts when both the documents and the records land in the share and the engagement letter is signed — not when the scoping call is booked.

How many records do you sample?

Depends on the process. For high-frequency processes (CAPA, Document Control, Training), a 30-record sample drawn across the 90-day window is typical. For low-frequency processes (Management Review, Internal Audit), we review every instance in the 90-day window. Sample plan is documented in the report so you can replicate it later.

What if there are no records at all?

That's a Major finding on its own — the process is documented but not running, or running but not generating the records the standard requires. The gap report says exactly that, with the standard clause cited. Most processes will have at least some records; complete absence is rarer than "records exist but are incomplete," which is its own category of finding.

Can you audit a process my internal audit team just audited?

Yes — and that's actually a common use case. Customer or regulator asks for an independent second look at a process your internal team just gave a clean bill of health. We bring fresh eyes and no internal political pressure. The two findings sets get compared in the review call — sometimes they agree, sometimes they don't, both outcomes are useful.

How do you handle confidentiality?

Mutual NDA before any documents or records change hands — one-page template available, or send yours. Records often contain customer or supplier names; we redact identifying information from the report's evidence references unless you specifically ask us to leave them visible. Documents are received via a secure share, stored only for the duration of the engagement, and deleted within 14 days of report delivery unless you ask us to retain them.

Can you do multiple processes at once?

Sure — quoted as multiples of the base price with a small discount for shared overhead. Two processes is typically $1,200, three is $1,750, four is $2,250 (and at that point the QMS Document Review starts to make more sense). We'll size it on the scoping call.

One process. One standard. Two days.

Book a free 20-minute scoping call. We'll confirm the process scope, the standard, and the records you have available. If it's a fit, you'll get a one-page engagement brief and a 50% deposit invoice. If it's not, we'll tell you why and recommend the right path.